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fix: PartialSmt stale proofs not resulting in error (#381)
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PhilippGackstatter authored Feb 17, 2025
1 parent 12d0eef commit ed14eaa
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2 changes: 1 addition & 1 deletion CHANGELOG.md
Original file line number Diff line number Diff line change
@@ -1,6 +1,6 @@
## 0.13.3 (tbd)

- Implement `PartialSmt` (#372).
- Implement `PartialSmt` (#372, #381).

## 0.13.2 (2025-01-24)

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89 changes: 81 additions & 8 deletions src/merkle/smt/partial.rs
Original file line number Diff line number Diff line change
Expand Up @@ -138,17 +138,25 @@ impl PartialSmt {
Ok(previous_value)
}

/// Adds a leaf and its merkle path to this [`PartialSmt`] and returns the value that
/// was previously present at this key, if any.
/// Adds an [`SmtProof`] to this [`PartialSmt`].
///
/// If this function was called, the `key` can subsequently be updated to a new value and
/// produce a correct new tree root.
/// This is a convenience method which calls [`Self::add_path`] on the proof. See its
/// documentation for details on errors.
pub fn add_proof(&mut self, proof: SmtProof) -> Result<(), MerkleError> {
let (path, leaf) = proof.into_parts();
self.add_path(leaf, path)
}

/// Adds a leaf and its merkle path to this [`PartialSmt`].
///
/// If this function was called, any key that is part of the `leaf` can subsequently be updated
/// to a new value and produce a correct new tree root.
///
/// # Errors
///
/// Returns an error if:
/// - the new root after the insertion of the leaf and the path does not match the existing root
/// (except if the tree was previously empty). If an error is returned, the tree is left in an
/// (except when the first leaf is added). If an error is returned, the tree is left in an
/// inconsistent state.
pub fn add_path(&mut self, leaf: SmtLeaf, path: MerklePath) -> Result<(), MerkleError> {
let mut current_index = leaf.index().index;
Expand Down Expand Up @@ -193,9 +201,10 @@ impl PartialSmt {

// Check the newly added merkle path is consistent with the existing tree. If not, the
// merkle path was invalid or computed from another tree.
// We skip this check if the root is empty since this indicates we're adding the first
// merkle path in which case we have to update the tree root to the root from the path.
if self.root() != Smt::EMPTY_ROOT && self.root() != node_hash_at_current_index {
//
// We skip this check if we have just inserted the first leaf since we assume that leaf's
// root is correct and all subsequent leaves that will be added must have the same root.
if self.0.num_leaves() != 1 && self.root() != node_hash_at_current_index {
return Err(MerkleError::ConflictingRoots {
expected_root: self.root(),
actual_root: node_hash_at_current_index,
Expand Down Expand Up @@ -358,4 +367,68 @@ mod tests {
assert_eq!(partial.get_leaf(&key1).unwrap(), full.get_leaf(&key1));
assert_eq!(partial.get_leaf(&key2).unwrap(), full.get_leaf(&key2));
}

/// Tests that adding proofs to a partial SMT whose roots are not the same will result in an
/// error.
///
/// This test uses only empty values in the partial SMT.
#[test]
fn partial_smt_root_mismatch_on_empty_values() {
let key0 = RpoDigest::from(Word::from(rand_array()));
let key1 = RpoDigest::from(Word::from(rand_array()));
let key2 = RpoDigest::from(Word::from(rand_array()));

let value0 = EMPTY_WORD;
let value1 = Word::from(rand_array());
let value2 = EMPTY_WORD;

let kv_pairs = vec![(key0, value0)];

let mut full = Smt::with_entries(kv_pairs).unwrap();
// This proof will be stale after we insert another value.
let stale_proof0 = full.open(&key0);

// Insert a non-empty value so the root actually changes.
full.insert(key1, value1);
full.insert(key2, value2);

let proof2 = full.open(&key2);

let mut partial = PartialSmt::new();

partial.add_proof(stale_proof0).unwrap();
let err = partial.add_proof(proof2).unwrap_err();
assert_matches!(err, MerkleError::ConflictingRoots { .. });
}

/// Tests that adding proofs to a partial SMT whose roots are not the same will result in an
/// error.
///
/// This test uses only non-empty values in the partial SMT.
#[test]
fn partial_smt_root_mismatch_on_non_empty_values() {
let key0 = RpoDigest::from(Word::from(rand_array()));
let key1 = RpoDigest::from(Word::from(rand_array()));
let key2 = RpoDigest::from(Word::from(rand_array()));

let value0 = Word::from(rand_array());
let value1 = Word::from(rand_array());
let value2 = Word::from(rand_array());

let kv_pairs = vec![(key0, value0), (key1, value1)];

let mut full = Smt::with_entries(kv_pairs).unwrap();
// This proof will be stale after we insert another value.
let stale_proof0 = full.open(&key0);

full.insert(key2, value2);

let proof2 = full.open(&key2);

let mut partial = PartialSmt::new();

partial.add_proof(stale_proof0).unwrap();
let err = partial.add_proof(proof2).unwrap_err();
assert_matches!(err, MerkleError::ConflictingRoots { .. });
}
}

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